Tier 1 AI – Securities Disclaimer & Forward-Looking Statements

TIER 1 AI | FOR INFORMATIONAL PURPOSES ONLY | TIER 1 AI, INC. INS DIGITAL INTELLIGENCE | COMPREHENSIVE LEGAL DISCLAIMER, DISCLOSURE OF COMPENSATION, FORWARD-LOOKING STATEMENTS NOTICE, AND LIMITATION OF LIABILITY 

GENERAL INFORMATIONAL DISCLAIMER 

This communication, and any accompanying statements, materials, data, analysis, commentary, or information provided by, associated with, or attributed to Tier 1 AI, Inc. ("Tier 1 AI"), its wholly owned or affiliated entities & INS Digital Intelligence (collectively, the "Company" or "Tier 1 AI Entities"), is intended solely for informational and educational purposes. The content is provided to enhance general awareness of the Company, its technology platform, its general business activities, and publicly available information regarding markets, companies, financial institutions, and individual investors. Nothing contained herein should be construed as constituting financial, investment, legal, tax, accounting, regulatory, or compliance advice of any kind, nor should any portion of this communication be relied upon as the basis for any investment decision, financial action, or business commitment of any nature whatsoever. 

Tier 1 AI is a technology company focused on the design, development, and commercial deployment of custom artificial intelligence operating systems for publicly traded companies, media organizations, financial institutions, enterprise clients, and other regulated and non-regulated entities, as well as marketing services such as email distribution. The Company's platform and suite of services are engineered to enhance data processing, communications architecture, automation workflows, investor relations operations, content distribution, decision intelligence, and overall operational efficiency through advanced artificial intelligence systems. 

Tier 1 AI operates at the intersection of artificial intelligence, financial technology, and enterprise software, delivering modular, customizable AI infrastructure designed to integrate into existing corporate ecosystems while maintaining applicable compliance, security, and data integrity standards appropriate for publicly reporting and privately held entities alike. This communication does not constitute, and should not be interpreted as, an offer to sell, a solicitation of an offer to buy, or a recommendation to purchase, hold, or sell any securities of any kind, whether issued by Tier 1 AI or any other entity. 

Any references to publicly traded companies, market activity, securities, financial instruments, indices, or economic conditions are provided strictly for informational and contextual purposes and should not be considered endorsements, ratings, or investment recommendations. All recipients and readers of this communication are strongly encouraged to conduct their own independent research, due diligence, and professional consultation before taking any action in response to the information provided. 

DISCLOSURE OF COMPENSATION AND CONFLICTS OF INTEREST IMPORTANT

Tier 1 AI, INS Digital Intelligence and/or their respective officers, directors, agents, contractors, and affiliates may be, and in certain instances are, engaged, retained, contracted, or otherwise compensated, directly or indirectly, by third parties, clients, affiliate entities, issuers, or other principals to assist in the creation, preparation, dissemination, distribution, publication, or communication of information relating to publicly traded companies, publicly reporting entities, private enterprises, financial institutions. 

TIER 1 AI | INS DIGITAL INTELLIGENCE | CONFIDENTIAL – FOR INFORMATIONAL PURPOSES ONLY 

Institutions, individual investors, market-related content, investor relations materials, corporate communications, or other forms of content touching on the securities markets or investment community. Such compensation arrangements may include, without limitation, cash payments, equity compensation, revenue-sharing arrangements, service agreements, contractual retainers, or other forms of direct or indirect remuneration. The existence of such compensation arrangements creates potential conflicts of interest, and all recipients should be aware that content provided by, distributed through, or otherwise associated with the Tier 1 AI Entities may not be fully independent, may be influenced by compensation relationships, and may have been prepared on behalf of, or at the request of, a compensating party whose interests may differ materially from those of the reader or recipient. Compensation received by the Tier 1 AI Entities for the dissemination of information regarding publicly traded companies, financial institutions, or individual investors does not constitute an endorsement, recommendation, or validation of any investment opportunity. 

The Company provides informational dissemination services as a technology and communications platform and expressly does not provide personalized investment advice, brokerage services, or securities recommendations. Any and all compensation arrangements, to the extent required by applicable federal, state, or international law or regulation, will be disclosed in accordance with those requirements. However, not all compensation relationships will be publicly disclosed unless required by law, and recipients are advised to assume that a material compensation relationship may exist in connection with any content produced or distributed by the Tier 1 AI Entities. 

Tier 1 AI is not a registered investment adviser, broker-dealer, securities dealer, securities underwriter, investment banker, or financial advisor, and does not hold itself out as such unless explicitly stated otherwise in applicable regulatory filings. Nothing in this communication creates a fiduciary relationship, advisory relationship, client relationship, or any other relationship of trust or confidence between Tier 1 AI and any recipient. 

IMPORTANT NOTICE REGARDING FORWARD-LOOKING STATEMENTS 

Identification of Forward-Looking Statements This communication contains forward-looking statements within the meaning of applicable securities laws, including but not limited to the Private Securities Litigation Reform Act of 1995, as well as comparable international securities legislation where applicable. Forward-looking statements are statements that are not based solely on historical facts. These statements may be identified by words or phrases such as "anticipate," "believe," "estimate," "expect," "intend," "plan," "project," "may," "will," "could," "should," "would," "potential," "target," "seek," "continue," "forecast," "outlook," "vision," "roadmap," "pipeline," or similar expressions, including the negative forms of these terms or other comparable terminology intended to convey expectations about future events, performance, or conditions. Forward-looking statements included or incorporated by reference in this communication include, but are not limited to, statements regarding: the development, performance, functionality, scalability, security, and commercialization of Tier 1 AI's products, platforms, and services; the ability of the Company to secure, maintain, and expand contracts with publicly traded companies, financial institutions, media organizations, or enterprise clients; anticipated growth in demand for and adoption of artificial intelligence operating systems across capital markets, regulated industries, and media ecosystems; the timing, scope, cost, and anticipated success of product deployments, platform integrations, or technology development milestones; market opportunity, addressable market size, competitive positioning, and market penetration strategies; regulatory and legislative developments affecting artificial intelligence, data privacy, securities markets, financial communications, or enterprise software; anticipated future revenue generation, operating performance, business expansion, partnership formation, or strategic acquisitions or dispositions; technological capabilities, system performance metrics, enhancements, or innovations; and any other statements regarding future financial condition, operating results, cash flows, capital requirements, or business strategy. 3.2 Basis and Assumptions Forward-looking statements are based on management's current expectations, estimates, assumptions, and projections as of the date of this communication, as well as beliefs and assumptions regarding future events, business performance, and market conditions. 

These statements are inherently subject to a wide range of risks, uncertainties, and changes in circumstances that are difficult to predict and many of which are outside the Company's control. By their nature, forward-looking statements involve known and unknown risks, assumptions, and contingencies, many of which could cause actual results, performance, or achievements to differ materially and adversely from those expressed or implied by such statements. No assurance can be given that the assumptions on which forward-looking statements are based will prove to be correct. 

RISK FACTORS AND MATERIAL UNCERTAINTIES 

Actual results may differ materially from those expressed or implied by forward-looking statements due to a broad variety of factors, risks, and uncertainties including, but not limited to, the following: the rapid pace of technological change in artificial intelligence, machine learning, large language models, and related fields, which may render existing products or technologies obsolete; competition from larger, more established technology companies, well-funded startups, or incumbent enterprise software vendors possessing superior resources, brand recognition, and customer relationships; regulatory uncertainty or adverse changes in laws, rules, or regulations governing artificial intelligence, automated decision systems, data use and privacy, financial communications, securities disclosure, or enterprise technology procurement; the Company's ability to successfully develop, test, deploy, and scale complex AI systems in demanding real-world enterprise environments on commercially viable timelines; dependence on third-party platforms, cloud infrastructure providers, data vendors, application programming interfaces, or other technology providers whose terms, availability, or reliability are outside the Company's control; cybersecurity incidents, data breaches, unauthorized access, system outages, or failures that could damage the Company's reputation, expose it to liability, or disrupt operations; difficulty in attracting, onboarding, and retaining enterprise or publicly traded company clients given long sales cycles, procurement complexity, and competitive market dynamics; general market volatility, adverse macroeconomic conditions, rising interest rates, tightening credit markets, or geopolitical events that impair capital availability or client spending; integration challenges encountered when deploying the Company's platform into existing client systems, workflows, or legacy technology infrastructure; unanticipated delays in product development, software testing, regulatory approval, or commercial deployment; reputational, legal, or operational risks arising from AI-generated outputs, model errors, or system performance below expectations; and legal, compliance, or regulatory risks associated with operating across multiple regulated industries, jurisdictions, and sectors. 

The foregoing list of risk factors is not exhaustive. Additional risks and uncertainties not currently known to the Company or that the Company currently deems immaterial may also have a material adverse effect on its business, financial condition, operating results, or prospects. There can be no assurance that Tier 1 AI will achieve its stated business objectives, successfully execute its operational strategy, or realize the anticipated benefits of its technology, partnerships, or commercial relationships. 

NO GUARANTEE OF RESULTS; NO OBLIGATION TO UPDATE 

Nothing contained in this communication constitutes a guarantee, warranty, commitment, prediction, or assurance of any future performance, results, revenue, profitability, valuation, technological achievement, commercial success, or any other outcome. All forward-looking statements and projections are speculative in nature and are subject to the risks, uncertainties, and assumptions described herein. Any reliance placed upon forward-looking statements or projections contained in this communication is strictly at the reader's own risk, and the reader accepts sole responsibility for any investment decisions, business actions, or other consequences arising from such reliance. 

Tier 1 AI undertakes no obligation to publicly update, revise, supplement, correct, or otherwise modify any forward-looking statements to reflect events, circumstances, new information, or developments occurring after the date of this communication, or to reflect the occurrence of unanticipated events, except to the extent required by applicable law or regulation. Any revision or update, if made, shall not imply that no other changes have occurred or that the information provided remains current as of any date subsequent to the original publication date. 

MARKET AND INVESTMENT INFORMATION DISCLAIMER 

Any information provided by the Tier 1 AI Entities, including but not limited to commentary on securities, capital markets, publicly traded companies, investment trends, financial institutions, individual investors, economic indicators, or emerging technologies, is provided for informational and educational purposes only. Such information should not be construed as investment advice, a recommendation to buy, sell, hold, or otherwise transact in any security or financial instrument, an offer to sell or a solicitation to purchase any security, or financial, legal, tax, regulatory, or accounting advice of any kind. Recipients of this communication are solely responsible for independently evaluating the risks and merits of any investment opportunity and should not rely upon the Tier 1 AI Entities as a substitute for qualified professional advice. 

All recipients, users, and readers of information distributed by the Tier 1 AI Entities are strongly encouraged to conduct their own independent research and due diligence, review all relevant documentation and public filings, and consult with independently selected, qualified financial advisors, legal counsel, tax professionals, and other relevant specialists before making any investment decision or taking any financial action. 

LIMITATION OF LIABILITY AND DISCLAIMER OF WARRANTIES 

All information provided by the Tier 1 AI Entities is offered on an "as is" and "as available" basis, without warranties of any kind, either express or implied, including but not limited to warranties of accuracy, completeness, timeliness, merchantability, fitness for a particular purpose, non-infringement, or freedom. 

The Tier 1 AI Entities do not warrant that information provided will be error-free, uninterrupted, or free from inaccuracies, omissions, or deficiencies of any kind. To the maximum extent permitted by applicable law, Tier 1 AI, INS Digital Intelligence, Intelligence Labs, and each of their respective affiliates, officers, directors, shareholders, employees, contractors, agents, successors, and assigns expressly disclaim any and all liability for any direct, indirect, incidental, consequential, special, exemplary, punitive, or other damages of any kind arising out of or in any way related to: the use of, access to, or reliance upon any information, content, data, analysis, or materials provided by or associated with the Tier 1 AI Entities; any investment decision, financial action, or business outcome based upon such information; errors, omissions, inaccuracies, or interruptions in the information provided; or any other matter relating to or arising from this communication or any related communications, platforms, or materials. This limitation applies regardless of the legal theory on which such damages are sought, including contract, tort, negligence, strict liability, or otherwise, and even if the Tier 1 AI Entities have been advised of the possibility of such damages. 

INTELLECTUAL PROPERTY AND PROPRIETARY SYSTEMS NOTICE 

All proprietary concepts, platform architectures, software systems, frameworks, methodologies, processes, trade secrets, source code, algorithms, data models, brand identities, and other intellectual property described, referenced, or implied in any communication by the Tier 1 AI Entities remain the exclusive intellectual property of Tier 1 AI, Inc. or its authorized licensors. Nothing in this communication grants, implies, or transfers any license, right, title, or interest in any intellectual property owned or controlled by the Tier 1 AI Entities. Unauthorized reproduction, duplication, distribution, modification, reverse engineering, de-compilation, disassembly, commercial exploitation, or any other unauthorized use of any proprietary content or systems is strictly prohibited and may constitute a violation of applicable intellectual property laws, resulting in civil and criminal liability. 

NO FIDUCIARY OR ADVISORY RELATIONSHIP 

Nothing in this communication, or in any prior or subsequent communication by the Tier 1 AI Entities, shall be interpreted as creating or implying any fiduciary duty, advisory relationship, agency relationship, partnership, joint venture, or any other special relationship of trust or confidence between the Tier 1 AI Entities and any recipient, reader, subscriber, client, investor, or third party. All recipients are solely and exclusively responsible for their own investment decisions, risk assessment, financial planning, regulatory compliance, and financial outcomes. The Tier 1 AI Entities expressly disclaim any duty to act in the best interests of, or to consider the individual circumstances of, any recipient of their communications. 

ACKNOWLEDGMENT AND ACCEPTANCE 

By accessing, receiving, opening, reading, viewing, forwarding, or otherwise utilizing this communication or any content provided by the Tier 1 AI Entities, you acknowledge that you have read, understood, and agree to be bound by the terms of this disclaimer in their entirety. You further acknowledge that you understand the inherent limitations, risks, and uncertainties associated with forward-looking statements, informational, and AI-related communications pertaining to early-stage and evolving technology companies operating at the intersection of artificial intelligence, enterprise software, and regulated financial markets. You acknowledge that the Tier 1 AI Entities may have been compensated to disseminate certain information and that such compensation may influence the content provided. 

You agree that the Tier 1 AI Entities shall not be responsible or liable for any decisions or actions you take or refrain from taking based upon the information contained in this communication. 

ABOUT TIER 1 AI 

Tier 1 AI, Inc. is a technology company specializing in the design, development, and deployment of custom artificial intelligence operating systems for publicly traded companies, media organizations, financial institutions, and enterprise clients globally. 

The Company's platform delivers scalable AI infrastructure that enhances communication, data interpretation, investor relations, content automation, decision intelligence, and operational efficiency across regulated and non-regulated industries. Tier 1 AI operates at the convergence of artificial intelligence, financial technology, and enterprise software, offering modular and customizable AI systems engineered to integrate seamlessly into existing corporate ecosystems while maintaining the compliance, security, and data integrity standards demanded by publicly reporting and otherwise regulated entities. 

Through its affiliated entities such as INS Digital Intelligence, the Company extends its capabilities across digital intelligence solutions and advanced research and development in applied artificial intelligence. 

Tier 1 AI, Inc. | INS Digital Intelligence | www.tier1ai.io